Close

Articles Posted in QROPS

Updated:

SEC Settles Charges with Investment Adviser for Failing to Disclose Conflicts of Interest

On June 4, 2018, the Securities and Exchange Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings against deVere USA, Inc. (“deVere”), a registered investment adviser.  The SEC’s Order alleges that deVere failed “to make full and fair disclosure to clients and prospective clients of material conflicts of interest regarding…

Contact Us