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Articles Posted in Prohibited Transaction Exemptions

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DOL Issues First Set of Rolling FAQ Guidance Regarding New Fiduciary Rule

The Department of Labor (DOL) recently released its first set of rolling FAQ guidance regarding its new rules expanding the definition of fiduciary investment advice under the Employee Retirement Income Security Act of 1974 (ERISA) and the Internal Revenue Code of 1986 (Code), adopting new prohibited transaction exemptions (PTEs), and…

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