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Articles Posted in Office of Investor Education and Advocacy

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SEC Retail Strategy Task Force Working to Combat Misconduct Involving Retail Investors

Last year, the Securities and Exchange Commission announced that it was creating a Retail Strategy Task Force as part of the Enforcement Division’s continuing endeavors to shield retail investors.  The newly created Task Force has already in 2018 published an Investor Alert relating to Ponzi schemes, as discussed below. The…

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