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Articles Posted in Manufactured Housing Asset-Backed Securities

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SEC Settles Charges with Former Nomura Managing Director For Securities Fraud

Earlier this month, the Securities and Exchange Commission announced that it had reached a settlement with Ross Shapiro, a former managing director of Nomura Securities International, Inc. (“Nomura”).  The SEC filed a complaint against Shapiro and two other defendants, Michael A. Gramins and Tyler G. Peters, in September of 2015. …

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